Marketing & Distribution Compliance Officer

📌 Core Information

🔹 Job Title: Marketing & Distribution Compliance Officer

🔹 Company: Man Group

🔹 Location: London, England, United Kingdom

🔹 Job Type: On-site

🔹 Category: Investment Management

🔹 Date Posted: 2025-06-11

🔹 Experience Level: 5-10 years

🔹 Remote Status: On-site

🚀 Job Overview

Key aspects of this role include:

• Cross-border financial promotions compliance oversight
• Collaboration with various teams for regulatory guidance
• Mentoring and training responsibilities
• Project contributions and stakeholder management

ASSUMPTION: This role requires a strong understanding of global financial regulations and the ability to work effectively with diverse teams.

📋 Key Responsibilities

✅ Review marketing and advertising literature for compliance with regulations across multiple jurisdictions

✅ Provide constructive feedback and ensure required amendments are made

✅ Offer guidance and mentoring to less experienced colleagues

✅ Maintain close working relationships with stakeholders and offer proactive advice

✅ Provide training to business teams on marketing compliance regulation and industry best practices

✅ Collaborate with US Compliance colleagues on approval of materials intended for a Rest of World (RoW) and US audience

✅ Contribute expertise towards projects and initiatives that require Marketing Compliance input

ASSUMPTION: This role requires strong attention to detail, excellent communication skills, and the ability to work under pressure.

🎯 Required Qualifications

Education: Bachelor's degree in a relevant field (e.g., Finance, Law, or a related discipline)

Experience: Proven experience reviewing financial promotions and a good understanding of financial products and global regulation relating to financial services

Required Skills:

• Proven experience reviewing Financial Promotions and the marketing and sale of investment products and services
• Good understanding of financial products and global regulation relating to financial services
• Ability to operate at all levels within the Firm and wider industry groups
• Self-motivated mindset with strong organisational and communication skills and a pragmatic, solutions-oriented approach
• Knowledge and familiarity with Outlook, Word, Excel and common financial services systems

Preferred Skills:

• Fluency in multiple languages
• Experience working in a global financial institution

ASSUMPTION: Candidates with experience in investment management or financial services will have a strong advantage in this role.

💰 Compensation & Benefits

Salary Range: £60,000 - £80,000 per annum (AI-estimated, based on industry standards for the role, experience level, and location)

Benefits:

• Competitive holiday entitlements
• Pension/401k
• Life and long-term disability coverage
• Group sick pay
• Enhanced parental leave
• Long-service leave
• Private medical coverage (UK-based employees)
• Discounted gym membership options
• Pet insurance

Working Hours: Full-time, typically Monday to Friday, 9:00 AM to 5:30 PM (with flexibility for the role)

ASSUMPTION: The salary range provided is an estimate based on industry standards and may vary depending on the candidate's experience and qualifications.

📌 Applicant Insights

🔍 Company Context

Industry: Investment Management

Company Size: 1,001-5,000 employees

Founded: 1783

Company Description:

• Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via its Systematic, Discretionary, and Solutions offerings.
• The company takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals.
• Headquartered in London, Man Group manages $172.6 billion and operates across multiple offices globally.

Company Specialties:

• Systematic Investment Strategies
• Discretionary Investment Strategies
• Solutions Offerings

Company Website: http://www.man.com

ASSUMPTION: Man Group's extensive global presence and diverse investment strategies provide ample opportunities for career growth and development.

📊 Role Analysis

Career Level: Mid-level to senior

Reporting Structure: Reports to the Distribution Compliance Manager

Work Arrangement: On-site, with potential for hybrid or remote work depending on business needs

Growth Opportunities:

• Progression to a senior or management role within the Compliance team
• Expansion of responsibilities to cover additional regions or asset classes
• Transition to other teams or departments within Man Group

ASSUMPTION: This role offers opportunities for professional development and career advancement within the company.

🌍 Location & Work Environment

Office Type: Modern, collaborative office space

Office Location(s): 2 Swan Lane, London, London EC4R 3AD, GB

Geographic Context:

• London is a major global financial hub, offering ample networking opportunities and access to industry events
• The office is located in the City of London, close to public transportation and various amenities
• The city offers a diverse range of cultural, social, and recreational activities

Work Schedule: Standard office hours with flexibility for the role

ASSUMPTION: The location and work environment provide a dynamic and engaging setting for professionals in the investment management industry.

💼 Interview & Application Insights

Typical Process:

• Online application and resume screening
• Phone or video call interview with the hiring manager
• On-site interview with the team and potential stakeholders
• Final interview with senior leadership

Key Assessment Areas:

• Regulatory knowledge and understanding of financial promotions
• Communication and interpersonal skills
• Problem-solving and analytical skills
• Cultural fit and alignment with Man Group's values

Application Tips:

• Highlight relevant experience and accomplishments in financial promotions compliance
• Tailor your resume and cover letter to emphasize your understanding of global financial regulations
• Prepare examples of your ability to provide constructive feedback and make decisions under pressure
• Research Man Group's investment strategies and be prepared to discuss how your skills and experience align with the company's goals

ATS Keywords: Financial promotions, compliance, marketing, global regulation, stakeholder management, project contribution, self-motivated, pragmatic approach, financial products understanding, global regulation knowledge, Microsoft Office proficiency, advisory tasks

ASSUMPTION: The application process for this role is likely to be competitive, and candidates should emphasize their relevant experience and skills to increase their chances of success.

🛠️ Tools & Technologies

• Microsoft Office Suite (Outlook, Word, Excel)
• Common financial services systems
• Regulatory compliance software and platforms

ASSUMPTION: Familiarity with industry-standard tools and technologies is essential for success in this role.

👔 Cultural Fit Considerations

Company Values:

• Integrity
• Performance
• Responsibility
• Innovation
• Teamwork

Work Style:

• Collaborative and team-oriented
• Results-driven and proactive
• Adaptable and open to change

Self-Assessment Questions:

• Do you thrive in a fast-paced, dynamic work environment?
• Are you comfortable working with diverse teams and stakeholders?
• Do you possess strong organizational skills and the ability to manage multiple priorities?

ASSUMPTION: Candidates who demonstrate a strong fit with Man Group's values and work style will be more likely to succeed in this role.

⚠️ Potential Challenges

• Managing multiple priorities and deadlines in a fast-paced environment
• Navigating complex global regulations and ensuring compliance across various jurisdictions
• Adapting to changes in regulations, market conditions, or business priorities
• Building and maintaining effective working relationships with diverse teams and stakeholders

ASSUMPTION: These challenges can be overcome by strong organizational skills, adaptability, and a proactive approach to problem-solving.

📈 Similar Roles Comparison

• This role is similar to a Compliance Officer or a Marketing Compliance Specialist in other investment management firms
• However, Man Group's global presence and diverse investment strategies may offer unique opportunities for career growth and development
• Candidates should research similar roles in the industry to better understand the market and competitive landscape

ASSUMPTION: While this role shares similarities with other compliance positions, its unique context within Man Group sets it apart.

📝 Sample Projects

• Reviewing and providing feedback on marketing materials for a major product launch across multiple regions
• Collaborating with stakeholders to develop and implement a new compliance training program
• Contributing to a project aimed at enhancing the company's compliance systems and controls

ASSUMPTION: These sample projects illustrate the diverse and impactful nature of the responsibilities in this role.

❓ Key Questions to Ask During Interview

• Can you describe the team's priorities for the first 90 days in this role?
• How does this role contribute to Man Group's overall investment strategies and goals?
• What opportunities exist for professional development and career growth within the Compliance team and the wider organization?
• How does the company support work-life balance for its employees?
• Can you provide an example of a time when the team had to adapt to a significant change in regulations or market conditions?

ASSUMPTION: These questions will help candidates better understand the role, the team, and the company culture.

📌 Next Steps for Applicants

To apply for this position:

• Submit your application through this link
• Tailor your resume and cover letter to highlight your relevant experience and skills
• Prepare for interviews by researching Man Group's investment strategies and practicing your responses to common compliance and regulatory questions
• Follow up with the hiring manager after your interview to express your interest in the role and reiterate your qualifications

⚠️ This job description contains AI-assisted information. Details should be verified directly with the employer before making decisions.